Wells Fargo
|Operations Manager - Quality Assurance
Summary
Leads quality assurance initiatives within Banking Operations, focusing on data governance, regulatory compliance, and continuous process improvement to mitigate risk and enhance operational reliability.
Highlights
Developed and enforced data governance policies and standards, ensuring 100% alignment with FDIC, OCC, and CFPB regulatory requirements and reducing compliance risks.
Implemented robust Access Control initiatives, establishing strict access rights to sensitive customer and transaction data, significantly reducing the risk of breaches.
Conducted regular audits of data handling processes, verifying adherence to governance frameworks and regulatory standards, and ensuring full compliance.
Performed comprehensive data validation and established automated checks to verify customer onboarding data, loan applications, and transaction records, enhancing data accuracy.
Led and participated in the Error Resolution process (CAPA), creating workflows to correct inaccurate or incomplete data and preventing downstream risk exposure.
Refined and implemented Quality Metrics, defining KPIs such as data accuracy, completeness, and timeliness, to measure and improve ongoing quality across operations.
Collaborated with IT and business units to refine data pipelines, reducing recurring errors and strengthening overall data reliability through continuous improvement initiatives.